Associations Publish Smart Contract Primer
October 1, 2024
The Global Financial Markets Association (GFMA) and Global Digital Finance (GDF) have collaborated to publish a smart contract Primer, providing… Read More »
The Global Financial Markets Association (GFMA) and Global Digital Finance (GDF) have collaborated to publish a smart contract Primer, providing… Read More »
LSEG and the National Bank of Serbia have announced the launch of the LSEG Market Tracker, designed to enhance market… Read More »
A new study by Acuiti finds that the European Union’s Markets in Crypto Assets (MiCA) regulation will increase investment in… Read More »
Let us return, friends, to an old favourite – the 4pm Fix – for this week there have been two… Read More »
Both the UK and EU have sought to clarify the ‘trading perimeter’ in financial markets, bringing ‘platforms’ and ‘technology providers’… Read More »
JP Morgan has been fined $348.2 million by two US regulators for gaps in its surveillance programme that monitors activity… Read More »
Infrastructure provider Symphony has unveiled a partnership with Appian to help banks and financial services firms communicate, collaborate, and automate,… Read More »
The Basel Committee on Banking Supervision has published a progress report on banks’ implementation of the BCBS 239 Principles for… Read More »
Last week’s Full FX conference included – as is inevitable these days – multiple references to AI and its potential,… Read More »
The complexity of trade surveillance is continuing to grow, as firms struggle with record volatility, high volumes and fragmented markets,… Read More »
ISDA and S&P Market Intelligence have unveiled an integration of ISDA’s Create service and S&P’s Counterparty Manager solution aimed at… Read More »
Trade surveillance software provider Eventus says it has introduced a new user interface (UI) for its Validus platform that provides… Read More »
The law is a tricky beast – certainly one that I have had trouble fathoming out in recent years when… Read More »
The Financial Markets Standards Board (FMSB) has published a Spotlight Review and a Risk Register for the “3 Lines Model”… Read More »
The US Commodity Futures Trading Commission has issued an order simultaneously filing and settling charges against HSBC Bank USA for manipulative and… Read More »
The noose is closing inexorably around those firms in the FX market that believe they can use last look with… Read More »
CME Group’s EBS has announced a reduction in its last look threshold to 30 milliseconds from 200ms and that it… Read More »
The pressure on non-FX Global Code compliant liquidity providers is being ramped up further with Cboe FX announcing that effective… Read More »
The new year has started off largely as the old ended for the crypto industry, with a leading player targeted… Read More »
With The Full FX View Euronext FX has become the latest platform to unveil plans to transition its anonymous spot… Read More »
Citing an “intolerable and unsustainable” situation as well as the need for “price transparency and deeper liquidity”, a new firm,… Read More »
Compliance technology provider Steeleye has completed what it says is the largest RegTech raise by a European firm in 2022… Read More »
Quantitative surveillance firm Raidne, the inventor of the Siren benchmark, has appointed Alison Clare, as chief operating officer, with immediate… Read More »
The US Commodity Futures Trading Commission (CFTC) has fined BNP Paribas $6 million for a series of swap reporting failures,… Read More »
Digital assets prop trading and market making firm JST Capital, which was founded by former Bank of America e-FX head… Read More »
Another sign of the growing maturity of the crypto industry has come with news that trading firm B2C2 is to… Read More »
BNY Mellon has plans to utilise Chainaylsis’ compliance software as part of its risk management programme in its digital assets… Read More »
TRM Labs, Eventus Systems and Notabene have announced a partnership to create a one-stop solutions for firms across the digital… Read More »
Another week, another former regulator taking up a role in the burgeoning crypto industry, with news that former Commodity Futures… Read More »
USD stablecoin operator Circle is implementing a full suite of risk management tools developed by TRM Labs, a blockchain intelligence… Read More »
The FICC Markets Standards Board (FMSB) has published its latest Spotlight Review, examining hybrid working in FICC markets. FMSB says… Read More »
Market risk and surveillance solution provider Eventus Systems has added three to its roster in Europe. Joining the firm are… Read More »
A class action has been filed in California against Interactive Brokers alleging the firm aided and abetted fraud and breached… Read More »
The US District Court for the Southern District of New York has entered a consent order against five companies charged… Read More »
Three banks are facing complaints from Spanish corporations over the alleged mis-selling of FX derivatives. In this blog post, regulatory… Read More »
A joint letter from the UK’s Prudential Regulatory Authority (PRA) and Financial Conduct Authority has called for enhancements to the… Read More »
Last year, TFS – ICAP received fines of £3.4 from the UK’s FCA and $7 million from the US CFTC.… Read More »
