JP Morgan Fined for Trading Platform Surveillance Gaps March 14, 2024 JP Morgan has been fined $348.2 million by two US regulators for gaps in its surveillance programme that monitors activity… Read More »
US Regulators Starting to Align over Crypto Assets? November 29, 2021 Following a statement released by three US banking regulators, the Commodity Futures Trading Commission’s Dawn Stump has released her own… Read More »
US Drops Ramchandani, Usher, FX Manipulation Case July 9, 2021 The US Office of the Comptroller of Currency (OCC) has ended its pursuit of FX traders Rohan Ramchandani and Richard… Read More »
