US Regulators Target More Banks Over Messaging Failures August 9, 2023 As is often the way, two US regulators have simultaneously announced fines of almost $550 million against banks and securities… Read More »
US Fines Firms for Communications Lapses May 11, 2023 The US Commodity Futures Trading Commission (CFTC) and Securities Exchange Commission (SEC) have both fined Bank of Nova Scotia for… Read More »
BitMex Founders Fined $30 Million May 9, 2022 The ongoing saga of the US regulators’ chase after the three co-founders of BitMex has seen a US District Court… Read More »
Five Banks Hit with EC FX Fines December 2, 2021 The European Commission has announced sanctions against five banks for their collusion in G10 spot FX markets.
