JP Morgan Fined for Trading Platform Surveillance Gaps
March 14, 2024
JP Morgan has been fined $348.2 million by two US regulators for gaps in its surveillance programme that monitors activity… Read More »
JP Morgan has been fined $348.2 million by two US regulators for gaps in its surveillance programme that monitors activity… Read More »
The US Commodity Futures Trading Commission has issued an order simultaneously filing and settling charges against HSBC Bank USA for manipulative and… Read More »
With The Full FX View The US Commodity Futures Trading Commission has levied a $6.8 million fine against Mizuho… Read More »
A US court has fined James Vorley and Cedric Chanu, both former Deutsche Bank precious metals traders in London, $150,000,… Read More »
The US Securities and Exchange Commission (SEC) has charged crypto lending outfit BlockFi with failing to register the offers and… Read More »
The US Commodity Futures Trading Commission (CFTC) has fined two related companies, Tether Holdings and Bifinex, $42.5 million for making… Read More »
Continuing the US authorities’ campaign to build registration and regulation of the crypto industry in that jurisdiction, the Securities and… Read More »
The US District Court for the Southern District of New York has entered a consent order against five companies charged… Read More »
