Is the “Trading Perimeter” Needle Moving?
April 8, 2024
Both the UK and EU have sought to clarify the ‘trading perimeter’ in financial markets, bringing ‘platforms’ and ‘technology providers’… Read More »
Both the UK and EU have sought to clarify the ‘trading perimeter’ in financial markets, bringing ‘platforms’ and ‘technology providers’… Read More »
The UK’s financial regulator, the Financial Conduct Authority (FCA), has ended a three-year ban on crypto exchange traded notes (ETNs),… Read More »
The UK’s Financial Conduct Authority (FCA) has published the findings of its wholesale data market study and says while it… Read More »
As the UK’s consultation on proposed rules for stablecoins closes, the Association for Financial Markets in Europe (AFME) has published… Read More »
Following on from Project Guardian, The Monetary Authority of Singapore (MAS) has announced that it is partnering the Financial Services… Read More »
The UK’s Financial Conduct Authority (FCA) has published an update to its wholesale market data study, which was initiated in… Read More »
The UK’s Financial Conduct Authority (FCA) says it has reviewed liquidity management in asset managers and found that firms need… Read More »
With The Full FX View With the push for a consolidated tape (CT) seemingly mired in a back-and-fro between regulators… Read More »
Three former employees of Bank Julius Baer (BJB) who were handed lifetime bans by the UK’s Financial Conduct Authority earlier… Read More »
The UK’s Financial Conduct Authority (FCA) has issued a final message to market participants one month ahead of the cessation… Read More »
The UK’s Financial Conduct Authority (FCA) has announced a £10 million fine against a London-based boutique bank over alleged plans… Read More »
The UK’s Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint executive directors of enforcement and… Read More »
The UK’s Financial Conduct Authority (FCA) has followed up a September 2022 letter to benchmark administrators highlighting the risk of… Read More »
While it continues to face lawsuits over its actions in March 2022 to suspend nickel trading, the London Metal Exchange… Read More »
The European Securities and Markets Authority (ESMA) and the UK Financial Conduct Authority (FCA) have agreed a new Memorandum of Understanding… Read More »
Prime brokerage and credit intermediation challenger Hidden Road has been granted registration by the UK’s Financial Conduct Authority. The firm… Read More »
The UK’s Financial Conduct Authority (FCA) has fined BGC and related entities over £4.77 million for oversight failures across its… Read More »
TP Icap has announced that Fusion Digital Assets, it wholesale cryptoasset marketplace, has successfully registered with the UK’s Financial Conduct… Read More »
The UK’s Financial Conduct Authority (FCA) has fined Julius Baer International (JBI) GBP 18 million for a scheme under which… Read More »
The UK’s Financial Conduct Authority (FCA) has published a proposal for Libor administrator IBA to extend the publication of certain… Read More »
Citigroup Global Markets has been fined over £12.5 million by the UK’s Financial Conduct Authority (FCA) for failing to properly… Read More »
UK-based cryptoasset exchange Zodia Markets, which is backed by Standard Chartered, has received cryptoasset registration from the UK Financial Conduct… Read More »
UK regulator, the Financial Conduct Authority (FCA) has selected data provider BMLL to support its capital markets surveillance operations. According… Read More »
The UK regulator, the Financial Conduct Authority (FCA) has unveiled a raft of senior appointments, including two looking at wholesale… Read More »
Digital assets prime brokerage provider Genesis Custody, has received approval from the UK’s Financial Conduct Authority (FCA) as a registered… Read More »
When GFXC chair Guy Debelle stated clearly what many of us already thought – that the FX Global Code update… Read More »
The UK regulator, the Financial Conduct Authority (FCA) has formally recognised the updated FX Global Code and Global Precious Metals… Read More »
Kraken’s UK subsidiary Crypto Facilities has been granted registration under the amended Money Laundering Regulations 2017 (MLRs) from the UK’s… Read More »
The UK’s Financial Conduct Authority (FCA) has confirmed it will allow the temporary use of ‘synthetic’ sterling and yen Libor… Read More »
The FICC Markets Standards Board (FMSB), Bank of England and Financial Conduct Authority (FCA) have announced signing a tri-party Memorandum of… Read More »
The UK’s Financial Conduct Authority (FCA) has formally banned former Barclays banker Colin Bermingham for life over his conduct in… Read More »
Chair of the UK regulator the Financial Conduct Authority (FCA), Charles Randell, has announced he is stepping down in the… Read More »
The UK’s Financial Conduct Authority (FCA) has confirmed that following the end of the euro, Japanese yen, sterling and Swiss… Read More »
The FICC Markets Standards Board (FMSB) has published the finalised Standard on use of Term Sonia reference rates. The Standard was… Read More »
UK regulator Financial Conduct Authority (FCA) and the Bank of England have issued a release “encouraging” liquidity providers in the… Read More »
With the UK market set to switch to Sonia from Libor for its reference rate, the country’s regulator and central… Read More »
The UK’s Financial Conduct Authority (FCA) has named Michael Findlay as the new chair of its independent Market Practitioner Panel,… Read More »
The FICC Markets Standards Board (FMSB) has issued its annual report in which it highlights “significant progress” during its “most… Read More »
A joint letter from the UK’s Prudential Regulatory Authority (PRA) and Financial Conduct Authority has called for enhancements to the… Read More »
The UK’s Financial Conduct Authority (FCA) and the Bank of England have released a statement “encouraging” all market participants in… Read More »
Last year, TFS – ICAP received fines of £3.4 from the UK’s FCA and $7 million from the US CFTC.… Read More »
The UK’s Financial Conduct Authority (FCA) says that 31 December 2021 will see the end of all LIBOR rate settings… Read More »
The UK’s Financial Conduct Authority (FCA) has made five senior appointments to its executive team including a new head of… Read More »
There is an assumption that regulators are uniformly in favour of total transparency in markets – and this is often… Read More »
The UK’s Financial Conduct Authority (FCA) has released the results of a review into how firms implement technological change. In… Read More »
