Westpac Fined Over “Unconscionable” Pre-Hedging
Westpac has been fined just AUD 9.8 million for what an Australian court found to be “unconscionable conduct” in relation… Read More »
Westpac has been fined just AUD 9.8 million for what an Australian court found to be “unconscionable conduct” in relation… Read More »
The Australian Securities and Investments Commission (ASIC) has unveiled a raft of management changes, including at the top of its… Read More »
The Australian Securities and Investment Commission (ASIC) has released two reports looking at conduct risk in wholesale financial markets, including… Read More »
The Financial Markets Standards Board (FMSB) has signed a consultation agreement with the Australian Securities and Investments Commission (ASIC). The… Read More »
There is nothing like last look to get people fired up in the FX industry – as my mailbag for… Read More »
The FICC Markets Standards Board (FMSB) has published a final Standard for the execution of large trades in FICC markets… Read More »
The Australian Securities and Investments Commission (ASIC) says it has commenced proceedings against Westpac for insider trading, unconscionable conduct and… Read More »
Just days after reducing the leverage available to retail clients using CFDs the Australian Securities and Investments Commission (ASIC) has… Read More »
A product intervention order by the Australian Securities and Investments Commission (ASIC) regarding contracts for difference (CFDs) has gone into… Read More »