ASIC Survey Provides Conduct Guidance for FX, FI Markets
October 26, 2022
The Australian Securities and Investment Commission (ASIC) has released two reports looking at conduct risk in wholesale financial markets, including… Read More »
The Australian Securities and Investment Commission (ASIC) has released two reports looking at conduct risk in wholesale financial markets, including… Read More »
The Financial Markets Standards Board (FMSB) has signed a consultation agreement with the Australian Securities and Investments Commission (ASIC). The… Read More »
There is nothing like last look to get people fired up in the FX industry – as my mailbag for… Read More »
The FICC Markets Standards Board (FMSB) has published a final Standard for the execution of large trades in FICC markets… Read More »
The Australian Securities and Investments Commission (ASIC) says it has commenced proceedings against Westpac for insider trading, unconscionable conduct and… Read More »
Just days after reducing the leverage available to retail clients using CFDs the Australian Securities and Investments Commission (ASIC) has… Read More »
A product intervention order by the Australian Securities and Investments Commission (ASIC) regarding contracts for difference (CFDs) has gone into… Read More »
